Regulatory exemption
71 stories covering regulatory exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Gratia Capital Concentrated Fund Files Section 3(c)(7) Exemption
D/A - Gratia Capital Concentrated Fund, L.P. filed a document with the SEC on May 15, 2026, citing Section 3(c)(7) of the Investment Company Act.
Syntax Ventures LP Files for Section 3(c)(1) Exemption
D - AL-0311 Fund I, a series of Syntax Ventures, LP, filed a document with SEC EDGAR on May 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
DataPower Capital Partners LLC Files Under Investment Company Act Section 3(c)(1)
On May 14, 2026, DataPower Capital Partners LLC submitted a SEC filing under Item 3C for Section 3(c)(1) exemption, as per EDGAR records.
Helm Fund II, L.P. Files Under Investment Company Act Section 3(c)(1)
Helm Fund II, L.P. submitted a SEC filing on May 14, 2026, citing reliance on Section 3(c)(1) of the Investment Company Act.
Summit Street US Equity Value Fund Files Under Section 3(c)(1)
Summit Street US Equity Value Fund, L.P. filed a SEC document on May 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
MVP Opportunity Fund VI LLC Series 26A QP Files Under Investment Company Act Section 3(c)(1)
MVP Opportunity Fund VI LLC Series 26A QP submitted a SEC filing on May 13, 2026, under Item 3C of the Investment Company Act.
InvestX Growth Equity V-US LP Files SEC Document Under Investment Company Act
InvestX Growth Equity V-US LP submitted a filing on May 13, 2026, referencing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Inatai PRI Fund, LP Files SEC Document Under Section 3(c)(7)
Inatai PRI Fund, LP submitted a filing to the SEC on May 13, 2026, referencing Investment Company Act Section 3(c)(7).
Boothbay Diversified Alpha Fund LP Files SEC Document on Section 3(c)(7)
Boothbay Diversified Alpha Fund LP filed a document with the SEC on May 13, 2026, related to Item 3C.7 under the Investment Company Act.
Long Angle Investments LLC Files SEC Document for TPGCS 3 2025 SPV
Long Angle Investments LLC submitted a SEC filing on May 12, 2026, for TPGCS 3 2025 SPV under Section 3(c)(7) of the Investment Company Act.
MV Funds, LP Series Files for Investment Company Act Exemption
D - SU-0427 Fund I, a series of MV Funds, LP, filed a document with the SEC on May 12, 2026, referencing Section 3(c)(1) of the Investment Company Act.
xE RE Debt Fund I, LP Files Under Investment Company Act Section 3(c)(1)
xE RE Debt Fund I, LP submitted a SEC filing on May 11, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Clayton Capital Appreciation Fund Files SEC Document Under Section 3(c)(1)
Clayton Capital Appreciation Fund L.P. filed a SEC document on May 11, 2026, related to Section 3(c)(1) of the Investment Company Act, as per EDGAR records.
Brightlight Capital Partners LP Files SEC Document for Section 3(c)(7)
Brightlight Capital Partners LP filed a document with the SEC on May 11, 2026, related to Item 3C.7 under the Investment Company Act Section 3(c)(7).
Brightlight Capital Offshore Ltd. Files Under Section 3(c)(7)
Brightlight Capital Offshore Ltd. filed a document under the Investment Company Act Section 3(c)(7) on May 11, 2026, according to SEC EDGAR.
Omni Ventures Master LLC Files for Section 3(c)(1) Exemption
D - Uptool I II a Series of Omni Ventures Master LLC filed a document with the SEC on May 11, 2026, under Item 3C.1 of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files SEC Document on Investment Exemption
JS Opportunity Fund LLC Series Q30 submitted a filing to the SEC on May 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
FA Innovation Fund LP Files Under SEC Section 3(c)(7)
D - FA Innovation Fund LP submitted a SEC filing on May 8, 2026, related to Investment Company Act Section 3(c)(7).
Redwheel European Focus Fund LP Files SEC Document Under Section 3(c)(7)
Redwheel European Focus Fund LP submitted a filing to the SEC on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Parsifal Fund, LP Files SEC Document Under Section 3(c)(7)
Parsifal Fund, LP filed a SEC document on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Ventioneers Funds LP Series Files Under Section 3(c)(1)
D - ME-0420 Fund I, a series of Ventioneers Funds, LP, filed a document with the SEC on May 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
GTCR Capital Solutions Feeder A LP Files Under SEC Section 3(c)(7)
GTCR Capital Solutions Feeder A LP submitted a filing to the SEC on May 7, 2026, under Investment Company Act Section 3(c)(7).
D - Studio Inc NP Infra Fund XVIII Files Under Investment Company Act Section 3(c)(1)
D - Studio Inc NP Infra Fund XVIII, a series of NonPublic Master, LP, filed a document related to Section 3(c)(1) on May 7, 2026, according to SEC EDGAR.
Copenhagen Infrastructure Fund Files SEC Form for Section 3(c)(7)
Copenhagen Infrastructure Evergreen Credit Fund EUR SCSp filed a SEC document on May 7, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Castlebar Fund Ltd Files SEC Document for Section 3(c)(7)
Castlebar Fund Ltd submitted a SEC filing on May 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Copper Sky Capital II, L.P. Files for Section 3(c)(7) Exemption
Copper Sky Capital II, L.P. filed a SEC document on May 6, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
Opto Tacora Residential Access Fund LP Files SEC Form for Section 3(c)(7)
Opto Tacora Residential Access Fund LP filed a SEC document on May 6, 2026, under Item 3C and 3C.7 for Section 3(c)(7) of the Investment Company Act.
D - Investing With Purpose Fund 2026 LLC Files Under Section 3(c)(1)
D - Investing With Purpose Fund 2026 LLC filed a SEC form on May 6, 2026, related to Section 3(c)(1) of the Investment Company Act.
RO-1114 Fund I Files Under Investment Company Act Section 3(c)(1)
D - RO-1114 Fund I, a series of Roll Up Vehicles, LP, filed a SEC document on May 6, 2026, citing Section 3(c)(1) of the Investment Company Act.
ImpactA Global Partners I SCSp Files Form D/A Under Section 3(c)(7)
ImpactA Global Partners I SCSp filed a Form D/A on May 6, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Varick Dynamo Offshore Fund Ltd. Files SEC Document for Section 3(c)(7)
Varick Dynamo Offshore Fund Ltd. filed a 9 KB SEC document on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Waybury Capital II, LP Files SEC Document Under Investment Company Act
Waybury Capital II, LP submitted a filing to the SEC on May 4, 2026, citing Section 3(c)(1) of the Investment Company Act.
MV Funds LP Series Files for Section 3(c)(1) Exemption
D - BU-0407 Fund I, a series of MV Funds, LP, filed a document with the SEC on May 4, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Strategic Investors Fund XII-A Files Under Investment Company Act Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a SEC document on May 1, 2026, citing Item 3C.7 and Section 3(c)(7) of the Investment Company Act.
D - Finalization Fund II, LLC Files Under Section 3(c)(7)
D - Finalization Fund II, LLC submitted a SEC filing on May 1, 2026, related to Investment Company Act exemptions.
D - Finalization Fund II, LLC Files SEC Document Under Section 3(c)(7)
D - Finalization Fund II, LLC submitted a filing to SEC EDGAR on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - Finalization Fund II, LLC Files SEC Document for Investment Company Act Section 3(c)(7)
D - Finalization Fund II, LLC filed a document with SEC EDGAR on May 1, 2026, under Item 3C.7 of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files Section 3(c)(7) Exemption
D - AB Municipal Credit Opportunities Fund, L.P. filed for an exemption under Section 3(c)(7) of the Investment Company Act on May 1, 2026.
D - Finalization Fund II, LLC Files Section 3(c)(7) Exemption
D - Finalization Fund II, LLC filed a document with the SEC on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Strategic Investors Fund XII-A Files Under Investment Company Act Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a document on May 1, 2026, citing Section 3(c) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Stonepeak-Plus Infrastructure Fund Files SEC Exemption Notice
Stonepeak-Plus Infrastructure Fund (TE) LP submitted a filing on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Clearwater Opportunity Fund Files SEC Document for Section 3(c)(1)
Clearwater Opportunity Fund, LLLP filed a SEC EDGAR document on May 1, 2026, citing Section 3(c)(1) of the Investment Company Act.
Lasker Fund L.P. Files SEC Notice Under Section 3(c)(7)
Lasker Fund L.P. filed a SEC EDGAR document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
InterCapital Fund, LP Files Under Investment Company Act Section 3(c)(1)
InterCapital Fund, LP submitted a SEC filing on April 30, 2026, related to Section 3(c)(1) exemption.
Chatham Asset Fund V LP Files for Section 3(c)(7) Exemption
Chatham Asset Private Debt & Strategic Capital Offshore Fund V LP submitted a SEC filing on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Miller Fund Investors, LLC Files SEC Form for Section 3(c)(1) Exemption
Miller Fund Investors, LLC submitted a SEC filing on April 30, 2026, citing reliance on Section 3(c)(1) of the Investment Company Act.
D - ZE-01271 Fund I Files Section 3(c)(1) Exemption with SEC
D - ZE-01271 Fund I, a series of Roll Up Vehicles, LP, submitted a regulatory filing on April 30, 2026, referencing Item 3C.1 under the Investment Company Act Section 3(c).
Forvm Global Enhanced Inflation Fund LP Files Under Section 3(c)(7)
Forvm Global Enhanced Inflation Fund LP filed a document with the SEC on April 29, 2026, citing Section 3(c)(7) of the Investment Company Act.
Alpha Caddy Partners LP Files Under Investment Company Act Section 3(c)(1)
Alpha Caddy Partners LP filed a document on April 29, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR records.
DSC Meridian Fund Files for Section 3(c)(7) Exemption
DSC Meridian Credit Opportunities Onshore Fund LP filed a notice under Section 3(c)(7) of the Investment Company Act on April 29, 2026, according to SEC EDGAR.
